Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Alexander Jennings

  IRN RAJ01077

  • CF30 Customer (16 Feb 2012 to 1 May 2014)
  • CF4 Partner (16 Feb 2012 to 1 May 2014)
• Robert Mark Houghton

  IRN RXH00226

  • SMF27 Partner (since 6 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2025)
• Romi Simpson

  IRN RXS03104

  • [FCA CF] Material risk taker (1 Mar 2024 to 20 Jun 2025)
• Runa Banu Boolaky

  IRN RXB00289

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2022)
• Samantha Randall

  IRN SXR00657

  • [FCA CF] Client dealing (since 18 Jan 2023)
• Sara Keogh

  IRN SXK00999

  • [FCA CF] Client dealing (since 27 Aug 2025)
• Sean Ali

  IRN SXA00529

  • [FCA CF] Significant management (since 18 Jan 2022)
  • [FCA CF] Material risk taker (18 Jan 2022 to 14 Apr 2025)
• Sean Arulrajah

  IRN SXA01018

  • [FCA CF] Client dealing (since 15 Apr 2024)
• Sean Brophy

  IRN SXB00981

  • [FCA CF] Client dealing (20 Jul 2022 to 14 Apr 2025)
• Sebastian Paul Wallace

  IRN SXW00159

  • [FCA CF] Material risk taker (since 1 Jul 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.