Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shane O'Sullivan

  IRN SXO00278

  • [FCA CF] Client dealing (since 28 Feb 2025)
• Shanice Bishop

  IRN SXB01276

  • [FCA CF] Client dealing (1 Sep 2023 to 7 Jun 2024)
• Simon David Morley

  IRN SDM01136

  • [FCA CF] CASS oversight function (9 Dec 2019 to 3 Jun 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jun 2024)
  • CF10a CASS Oversight function (20 Oct 2011 to 8 Dec 2019)
  • CF4 Partner (23 Dec 2009 to 23 May 2014)
• Simon Jonathan Green

  IRN SXG00208

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
• Sophie Sarah Morley

  IRN SSC01066

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2019 to 14 Apr 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2022)
  • CF30 Customer (31 May 2016 to 8 Dec 2019)
• Steven Robert Brigly

  IRN SXB72448

  • [FCA CF] Client dealing (18 Jan 2022 to 14 Apr 2025)
• Struan Robertson

  IRN SXR01405

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
• Thorsten Philip-Stuart Johnsen

  IRN TPJ01011

  • [FCA CF] Significant management (9 Mar 2022 to 21 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Mar 2022 to 21 Nov 2022)
  • [FCA CF] Material risk taker (9 Mar 2022 to 21 Nov 2022)
• Toby Furnivall

  IRN TXF00040

  • [FCA CF] Material risk taker (since 1 Sep 2021)
  • [FCA CF] Manager of certification employee (15 Nov 2023 to 14 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
• Vanessa Tyler

  IRN VXT00012

  • [FCA CF] Client dealing (1 Sep 2020 to 14 Apr 2023)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.