Triple Point Investment Management LLP

Date authorised
1 April 2013
Companies House
OC321250
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989
    Web
    https://www.triplepoint.co.uk

  • Complaints Contact

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Venetia Coleman

    IRN VXC01298

    • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
  • Victoria Clarke

    IRN VXC00063

    • [FCA CF] Material risk taker (17 Aug 2021 to 8 Apr 2024)
  • Wayne Beverley Harding

    IRN WBH01018

    • [FCA CF] Client dealing (since 27 Aug 2025)
  • Will Crook

    IRN WXC00124

    • [FCA CF] Client dealing (18 Jan 2023 to 19 Feb 2026)
  • Yiu Leung Louie

    IRN YXL00047

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2025)
    • [FCA CF] Material risk taker (15 Apr 2024 to 14 Apr 2025)
  • Zainab Fagge

    IRN ZXF00015

    • [FCA CF] Client dealing (20 Jul 2022 to 31 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Advancr Limited (no longer appointed)

    FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

Recent activity

Updates to this firm's record on the FCA register.

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