Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] CASS oversight function (9 Dec 2019 to 3 Jun 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Jun 2024)
- CF10a CASS Oversight function (20 Oct 2011 to 8 Dec 2019)
- CF4 Partner (23 Dec 2009 to 23 May 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.