Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Triple Point Investment Management LLP (no longer approved here)

    FRN 456597

    • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
    • CF10 Compliance Oversight (25 Oct 2006 to 1 Jan 2014)
    • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (25 Oct 2006 to 30 Apr 2018)
  • OCORIAN (UK) LIMITED (no longer approved here)

    FRN 448652

    • CF1 Director (5 May 2006 to 13 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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