OCORIAN (UK) LIMITED

Date authorised
1 April 2013
Companies House
05534412
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ocorian (UK) Limited
    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402073678300
    Web
    https://www.ocorian.com

  • Complaints Contact

    Ocorian (UK) Limited
    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402073678300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Stockbroking

    For Professional, Debenture

  • Runs Investment Funds

  • Holds Your Assets

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abigail Holladay

    IRN AXH01255

    • [FCA CF] Significant management (2 Mar 2020 to 8 Apr 2022)
  • Alan Denis Booth

    IRN ADB01207

    • SMF9 Chair of the Governing Body (27 Jan 2021 to 28 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2023)
    • CF1 Director (19 Apr 2018 to 8 Dec 2019)
    • CF3 Chief Executive (19 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (19 Apr 2018 to 8 Dec 2019)
  • Anatoly Sorin

    IRN AXS05730

    • [FCA CF] Significant management (since 15 Oct 2025)
  • Bansrii Shah

    IRN BXS01381

    • CF26 Customer Trading (5 May 2006 to 31 Jan 2007)
  • Christopher John Wilson

    IRN CJW01122

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
  • Claire Alice Appleby

    IRN CAA01114

    • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
  • Daniel Chant

    IRN DXC00973

    • [FCA CF] Client dealing (since 15 Oct 2025)
  • Geoffrey Raymond Simms

    IRN GRS01081

    • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
    • CF26 Customer Trading (5 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (5 May 2006 to 15 Sep 2008)
    • CF11 Money Laundering Reporting (5 May 2006 to 15 Sep 2008)
    • CF8 Apportionment and Oversight (5 May 2006 to 31 Oct 2007)
    • CF1 Director (5 May 2006 to 28 Feb 2009)
  • Gerald Stewart Warwick

    IRN GSW01064

    • SMF3 Executive Director (since 19 Feb 2021)
  • Jennifer Lee Tutty

    IRN JLT01086

    • CF30 Customer (6 Oct 2017 to 13 Jul 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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