Geoffrey Raymond Simms

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCORIAN (UK) LIMITED (no longer approved here)

    FRN 448652

    • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
    • CF8 Apportionment and Oversight (5 May 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 May 2006 to 15 Sep 2008)
    • CF26 Customer Trading (5 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (5 May 2006 to 15 Sep 2008)
    • CF1 Director (5 May 2006 to 28 Feb 2009)
  • Danske Bank A/S (no longer approved here)

    FRN 124655

    • CF21 Investment Adviser (3 Feb 2003 to 15 Dec 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Feb 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.