TP ICAP MTF LIMITED

• Principal Place of Business

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070005000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Martin Ryan

  IRN MXR24497

  • [FCA CF] Material risk taker (10 Mar 2021 to 17 Mar 2023)
• Moinuddin Ahmed

  IRN MXA00618

  • [FCA CF] Material risk taker (31 Mar 2021 to 13 Aug 2021)
• NICHOLAS JAMES DARGAN

  IRN NJD01143

  • CF1 Director (22 Apr 2013 to 30 Dec 2016)
• Nicholas John Murphy

  IRN NJM01087

  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2005)
• Nigel Maddison

  IRN NXM01118

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Pamela Margaret Donnison

  IRN PMB01082

  • CF10 Compliance Oversight (2 Aug 2004 to 27 Oct 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Oct 2006)
• Paul Anthony Redman

  IRN PXR00186

  • [FCA CF] Material risk taker (since 2 Dec 2021)
  • SMF3 Executive Director (since 1 Dec 2021)
• Paul Stannard

  IRN PHS01020

  • CF1 Director (1 Dec 2001 to 31 Dec 2003)
  • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2003)
• Paul William Clark

  IRN PWC01027

  • CF30 Customer (1 Nov 2007 to 15 May 2008)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Peter Charles Randall

  IRN PXR01433

  • [FCA CF] Material risk taker (13 Jul 2021 to 3 Jul 2023)
  • SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)

No changes recorded yet.