Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2021)
    • CF30 Customer (29 Apr 2009 to 8 Dec 2019)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF26 Customer Trading (7 Mar 2005 to 31 Oct 2007)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF1 Director (1 Dec 2001 to 31 Dec 2003)
    • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.