Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF10 Compliance Oversight (16 Aug 2006 to 27 Oct 2006)
    • CF11 Money Laundering Reporting (16 Aug 2006 to 27 Oct 2006)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF10 Compliance Oversight (2 Aug 2004 to 27 Oct 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Oct 2006)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF10 Compliance Oversight (2 Aug 2004 to 27 Oct 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Oct 2006)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF10 Compliance Oversight (2 Aug 2004 to 27 Oct 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Oct 2006)
  • Guy Butler Limited (no longer approved here)

    FRN 190911

    • CF10 Compliance Oversight (2 Aug 2004 to 11 Aug 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.