Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • SMF9 Chair of the Governing Body (14 Feb 2022 to 31 Mar 2025)
    • [FCA CF] Material risk taker (14 Feb 2022 to 31 Mar 2025)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Mar 2025)
    • SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Mar 2025)
    • SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Mar 2025)
    • SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)
  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)
    • [FCA CF] Material risk taker (13 Jul 2021 to 3 Jul 2023)
  • Cboe Chi-X Europe Limited (no longer approved here)

    FRN 449481

    • CF3 Chief Executive (20 Mar 2008 to 6 Mar 2009)
    • CF30 Customer (5 Mar 2008 to 11 Aug 2008)
    • CF1 Director (30 Jun 2006 to 6 Mar 2009)
    • CF10 Compliance Oversight (30 Jun 2006 to 6 Mar 2009)
    • CF11 Money Laundering Reporting (30 Jun 2006 to 3 Jul 2006)
    • CF8 Apportionment and Oversight (30 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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