Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (14 Feb 2022 to 31 Mar 2025)
- [FCA CF] Material risk taker (14 Feb 2022 to 31 Mar 2025)
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- [FCA CF] Material risk taker (21 Jan 2022 to 31 Mar 2025)
- SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)
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- [FCA CF] Material risk taker (21 Jan 2022 to 31 Mar 2025)
- SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)
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- [FCA CF] Material risk taker (21 Jan 2022 to 31 Mar 2025)
- SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)
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- SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Mar 2025)
- [FCA CF] Material risk taker (13 Jul 2021 to 3 Jul 2023)
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- CF3 Chief Executive (20 Mar 2008 to 6 Mar 2009)
- CF30 Customer (5 Mar 2008 to 11 Aug 2008)
- CF1 Director (30 Jun 2006 to 6 Mar 2009)
- CF10 Compliance Oversight (30 Jun 2006 to 6 Mar 2009)
- CF11 Money Laundering Reporting (30 Jun 2006 to 3 Jul 2006)
- CF8 Apportionment and Oversight (30 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.