NICHOLAS JAMES DARGAN

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Guy Butler Limited
FRN 190911
- [FCA CF] Material risk taker (since 1 Apr 2025)
- SMF3 Executive Director (since 14 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (3 Dec 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Dec 2018 to 8 Dec 2019)
TP ICAP MTF LIMITED (no longer approved here)
FRN 124341
- CF1 Director (22 Apr 2013 to 30 Dec 2016)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF1 Director (22 Apr 2013 to 30 Dec 2016)
BROKERTEC EUROPE LIMITED (no longer approved here)
FRN 161197
- CF1 Director (22 Apr 2013 to 5 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.