Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP (Europe) SA, London Branch
FRN 992143
- [FCA CF] Material risk taker (since 12 Dec 2023)
- SMF3 Executive Director (since 12 Dec 2023)
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TP ICAP MTF LIMITED
FRN 124341
- [FCA CF] Material risk taker (since 2 Dec 2021)
- SMF3 Executive Director (since 1 Dec 2021)
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Material risk taker (since 2 Dec 2021)
- SMF2 Chief Finance (since 1 Dec 2021)
- SMF3 Executive Director (since 1 Dec 2021)
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TP ICAP E&C Limited
FRN 146880
- [FCA CF] Material risk taker (since 2 Dec 2021)
- SMF2 Chief Finance (since 1 Dec 2021)
- SMF3 Executive Director (since 1 Dec 2021)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Material risk taker (since 2 Dec 2021)
- SMF3 Executive Director (since 1 Dec 2021)
- SMF2 Chief Finance (since 1 Dec 2021)
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Liquidnet Europe Limited
FRN 198039
- [FCA CF] Material risk taker (since 2 Dec 2021)
- SMF3 Executive Director (since 1 Dec 2021)
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iSwap Euro Limited
FRN 544874
- [FCA CF] CASS oversight function (since 2 Dec 2021)
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- [FCA CF] Material risk taker (5 May 2022 to 19 Sep 2024)
- SMF3 Executive Director (5 May 2022 to 19 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.