Tourmaline Europe LLP

• Principal Place of Business

  5th Floor

  8 Waterloo Place

  London

  SW1Y 4BE

  UNITED KINGDOM

  Phone

  +4402031428327

  Web

  https://www.tourmalinellc.com

• Complaints Contact

  5th Floor

  8 Waterloo Place

  London

  SW1Y 4BE

  UNITED KINGDOM

  Phone

  +4402031428327

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Emile Pickard

  IRN GXP01128

  • [FCA CF] Client dealing (since 3 May 2022)
  • [FCA CF] Material risk taker (since 3 May 2022)
• Graeme Martin Tate

  IRN GMT01049

  • [FCA CF] Material risk taker (8 Mar 2021 to 16 Feb 2022)
  • [FCA CF] Client dealing (8 Mar 2021 to 16 Feb 2022)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
• Guillaume De Chabaneix du Chambon

  IRN GXD00444

  • [FCA CF] Material risk taker (since 14 Oct 2025)
  • [FCA CF] Client dealing (since 14 Oct 2025)
• Henry Grover Higdon

  IRN HGH01016

  • SMF27 Partner (since 1 Nov 2022)
  • CF11 Money Laundering Reporting (7 Mar 2013 to 2 May 2017)
  • CF4 Partner (8 Dec 2011 to 5 Nov 2019)
  • CF30 Customer (8 Dec 2011 to 8 Dec 2019)
• James Edward Charles Williams

  IRN JEW01059

  • [FCA CF] Client dealing (since 17 Aug 2023)
  • [FCA CF] Material risk taker (since 17 Aug 2023)
• James McKenzie Kirk

  IRN JMK01099

  • [FCA CF] Material risk taker (since 3 Jul 2023)
  • [FCA CF] Client dealing (since 3 Jul 2023)
• James Santo

  IRN JXS03897

  • [FCA CF] Material risk taker (since 27 Dec 2023)
  • [FCA CF] Client dealing (since 27 Dec 2023)
• John Paul Clarke

  IRN JPC01168

  • CF30 Customer (8 Dec 2011 to 5 Mar 2014)
  • CF4 Partner (8 Dec 2011 to 5 Mar 2014)
• Jonathan Erich Fineberg

  IRN JEF01030

  • CF4 Partner (20 Nov 2012 to 1 Sep 2018)
  • CF30 Customer (20 Nov 2012 to 1 Sep 2018)
• Jonathan Goldstein

  IRN JXG01917

  • SMF27 Partner (9 Dec 2019 to 1 Dec 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2022)
  • CF10 Compliance Oversight (8 Dec 2011 to 8 Dec 2019)
  • CF30 Customer (8 Dec 2011 to 27 Jun 2018)
  • CF4 Partner (8 Dec 2011 to 8 Dec 2019)

No changes recorded yet.