Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2022)
- SMF27 Partner (9 Dec 2019 to 1 Dec 2022)
- CF10 Compliance Oversight (8 Dec 2011 to 8 Dec 2019)
- CF30 Customer (8 Dec 2011 to 27 Jun 2018)
- CF4 Partner (8 Dec 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.