Tourmaline Europe LLP

• Principal Place of Business

  5th Floor

  8 Waterloo Place

  London

  SW1Y 4BE

  UNITED KINGDOM

  Phone

  +4402031428327

  Web

  https://www.tourmalinellc.com

• Complaints Contact

  5th Floor

  8 Waterloo Place

  London

  SW1Y 4BE

  UNITED KINGDOM

  Phone

  +4402031428327

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Hodgkins

  IRN JXH01273

  • [FCA CF] Client dealing (27 Dec 2023 to 13 Jan 2025)
  • [FCA CF] Material risk taker (27 Dec 2023 to 13 Jan 2025)
• Kishan Ramesh Desai

  IRN KRD01031

  • [FCA CF] Material risk taker (since 8 Mar 2021)
  • [FCA CF] Client dealing (since 8 Mar 2021)
  • CF30 Customer (25 Mar 2015 to 8 Dec 2019)
• Luke Benjamin Gage

  IRN LBG00005

  • CF30 Customer (1 Apr 2015 to 31 Mar 2016)
• Matthew Bone

  IRN MXB01630

  • CF30 Customer (4 Jun 2015 to 31 Mar 2016)
• Paul David Carroll

  IRN PDC01125

  • CF30 Customer (18 Apr 2017 to 29 Nov 2017)
• Peter David Murden

  IRN PDM01079

  • [FCA CF] Material risk taker (4 Mar 2024 to 30 Apr 2025)
  • [FCA CF] Client dealing (4 Mar 2024 to 30 Apr 2025)
• Seth Hoenig

  IRN SXH01114

  • [FCA CF] Client dealing (since 27 Dec 2023)
  • [FCA CF] Material risk taker (since 27 Dec 2023)
• Simon James Michael Bradley

  IRN SJB01291

  • [FCA CF] Client dealing (3 Jul 2023 to 18 Oct 2024)
  • [FCA CF] Material risk taker (3 Jul 2023 to 18 Oct 2024)
• Thomas Sisterson

  IRN TXS03597

  • SMF16 Compliance Oversight (since 1 Jul 2022)
  • [FCA CF] Material risk taker (since 8 Mar 2021)
• Tommy Paul Camburn

  IRN TPC01037

  • [FCA CF] Material risk taker (since 8 Mar 2021)
  • [FCA CF] Client dealing (since 8 Mar 2021)
  • CF30 Customer (2 Jan 2018 to 8 Dec 2019)

No changes recorded yet.