Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (1 Jul 2014 to 31 Dec 2017)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (10 Sep 2012 to 21 May 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Aug 2011 to 10 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.