Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Aug 2022)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
  • Tourmaline Europe LLP (no longer approved here)

    FRN 552917

    • [FCA CF] Client dealing (4 Mar 2024 to 30 Apr 2025)
    • [FCA CF] Material risk taker (4 Mar 2024 to 30 Apr 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (25 Oct 2022 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (25 Oct 2022 to 31 Dec 2023)
    • [FCA CF] Material risk taker (25 Oct 2022 to 31 Dec 2023)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (25 Oct 2022 to 30 Nov 2022)
    • [FCA CF] Manager of certification employee (25 Oct 2022 to 30 Nov 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.