Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 4 Apr 2025)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 4 Apr 2025)
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- [FCA CF] Material risk taker (3 Jul 2023 to 18 Oct 2024)
- [FCA CF] Client dealing (3 Jul 2023 to 18 Oct 2024)
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- [FCA CF] Client dealing (28 Sep 2021 to 31 Mar 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2021)
- CF30 Customer (13 Apr 2010 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.