James Edward Charles Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tourmaline Europe LLP

    FRN 552917

    • [FCA CF] Client dealing (since 17 Aug 2023)
    • [FCA CF] Material risk taker (since 17 Aug 2023)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • [FCA CF] Client dealing (9 Dec 2019 to 16 May 2023)
    • CF30 Customer (30 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.