James McKenzie Kirk

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tourmaline Europe LLP

    FRN 552917

    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Material risk taker (since 3 Jul 2023)
  • Liquidnet Europe Limited (no longer approved here)

    FRN 198039

    • [FCA CF] Algorithmic trading (9 Mar 2022 to 28 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2023)
    • CF30 Customer (3 Feb 2015 to 8 Dec 2019)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (5 Mar 2014 to 5 Jan 2015)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • CF30 Customer (22 Feb 2013 to 3 Feb 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (29 Mar 2011 to 10 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.