Graeme Martin Tate

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tourmaline Europe LLP (no longer approved here)

    FRN 552917

    • [FCA CF] Material risk taker (8 Mar 2021 to 16 Feb 2022)
    • [FCA CF] Client dealing (8 Mar 2021 to 16 Feb 2022)
    • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 25 Oct 2018)
    • CF30 Customer (2 Oct 2013 to 6 Mar 2016)
  • Winton Capital Management Limited (no longer approved here)

    FRN 184258

    • CF30 Customer (19 Mar 2008 to 4 Sep 2012)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (204)CF30 Customer (1 Nov 2007 to 3 Mar 2008)
    • (205)CF22 Investment Adviser (Trainee) (22 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (204)CF30 Customer at STIFEL EUROPE LIMITED

  2. controlled function added: (205)CF22 Investment Adviser (Trainee) at STIFEL EUROPE LIMITED