Titan Private Wealth Limited

• Principal Place of Business

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

  Web

  https://www.titanprivatewealth.com

• Complaints Contact

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Anthony Douglas Hinds

  IRN ADH00025

  • CF30 Customer (10 Jun 2010 to 15 Feb 2012)
• Anthony John Best

  IRN AJB01317

  • SMF9 Chair of the Governing Body (since 1 Mar 2026)
• Anthony John Platts

  IRN AJP01177

  • CF30 Customer (2 May 2014 to 5 Aug 2014)
• Anthony Robert Elder

  IRN ARE01023

  • CF27 Investment Management (26 Sep 2003 to 30 Jun 2006)
  • CF21 Investment Adviser (26 Sep 2003 to 30 Jun 2006)
• Antony Gregg Oxley

  IRN AGO01006

  • CF30 Customer (1 Nov 2007 to 7 Jan 2010)
  • CF27 Investment Management (3 Apr 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
• Ashley Lawrence Alger

  IRN ALA01007

  • SMF9 Chair of the Governing Body (30 Sep 2020 to 15 Jun 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
  • CF3 Chief Executive (23 Nov 2009 to 1 Jan 2019)
  • CF28 Systems and controls (1 Nov 2007 to 27 Sep 2010)
  • CF30 Customer (1 Nov 2007 to 1 Jun 2011)
  • CF13 Finance (17 May 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (26 Sep 2003 to 1 Nov 2003)
  • CF11 Money Laundering Reporting (26 Sep 2003 to 23 Nov 2009)
  • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (26 Sep 2003 to 10 Jul 2007)
  • CF1 Director (26 Sep 2003 to 8 Dec 2019)
• Becky Jaeger

  IRN BXJ00076

  • [FCA CF] Material risk taker (30 Apr 2021 to 31 Jan 2024)
• Bryony Matthews

  IRN BXM00221

  • [FCA CF] Material risk taker (30 Apr 2021 to 10 Mar 2023)
• Cameron Martin

  IRN CXM00961

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
  • [FCA CF] Client dealing (since 6 Oct 2023)
  • [FCA CF] Material risk taker (6 Oct 2023 to 24 Nov 2025)
• Charles Andrew Smith

  IRN CAS01183

  • Responsible for Insurance Mediation (11 Mar 2009 to 31 Oct 2009)
  • CF3 Chief Executive (16 Apr 2008 to 31 Oct 2009)
  • CF10 Compliance Oversight (8 Oct 2007 to 31 Oct 2009)
  • CF1 Director (19 Jun 2007 to 31 Oct 2009)

No changes recorded yet.