Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
    • [FCA CF] Client dealing (since 6 Oct 2023)
    • [FCA CF] Material risk taker (6 Oct 2023 to 24 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.