Ashley Lawrence Alger

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Titan Private Wealth Limited (no longer approved here)

    FRN 226392

    • SMF9 Chair of the Governing Body (30 Sep 2020 to 15 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2021)
    • CF3 Chief Executive (23 Nov 2009 to 1 Jan 2019)
    • CF28 Systems and controls (1 Nov 2007 to 27 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 1 Jun 2011)
    • CF13 Finance (17 May 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Sep 2003 to 23 Nov 2009)
    • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Sep 2003 to 10 Jul 2007)
    • CF10 Compliance Oversight (26 Sep 2003 to 1 Nov 2003)
    • CF1 Director (26 Sep 2003 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (29 May 2002 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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