Titan Private Wealth Limited

• Principal Place of Business

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

  Web

  https://www.titanprivatewealth.com

• Complaints Contact

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Charles Robert Kerr

  IRN CRK01004

  • CF2 Non Executive Director (4 Apr 2008 to 23 Nov 2009)
  • CF13 Finance (26 Sep 2003 to 10 May 2005)
  • CF1 Director (26 Sep 2003 to 1 Apr 2008)
• Christopher French

  IRN CXF01311

  • CF30 Customer (18 Mar 2010 to 23 Jun 2010)
• Christopher James Staffa

  IRN CJS01397

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 4 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 13 Apr 2021)
  • [FCA CF] Client dealing (since 13 Apr 2021)
  • [FCA CF] Material risk taker (13 Apr 2021 to 24 Nov 2025)
• Claire Louise Regan

  IRN CLR01026

  • CF26 Customer Trading (13 Dec 2004 to 30 Mar 2007)
• Courtney Myles Westcarr

  IRN CMW01177

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Aug 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2021)
  • CF30 Customer (28 Nov 2019 to 8 Dec 2019)
• David James Cadwallader

  IRN DJC01399

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Oct 2025)
  • [FCA CF] Client dealing (since 14 Oct 2025)
• David Porter

  IRN DXP01197

  • CF30 Customer (1 Nov 2007 to 18 Oct 2011)
  • CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)
  • CF27 Investment Management (13 Feb 2007 to 31 Oct 2007)
• Edward Rupert Henry Marsden

  IRN ERM01024

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 24 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
  • [FCA CF] Material risk taker (24 Jun 2025 to 24 Nov 2025)
• Eliot James Wilkinson

  IRN EJW01107

  • [FCA CF] Manager of certification employee (since 8 Apr 2025)
• Elliot James Read

  IRN EJR01068

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 14 Jun 2024)
  • [FCA CF] Client dealing (since 14 Jun 2024)
  • [FCA CF] Manager of certification employee (since 14 Jun 2024)
  • [FCA CF] Material risk taker (since 4 Apr 2022)
  • CF30 Customer (19 Nov 2012 to 8 Dec 2019)

No changes recorded yet.