Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 4 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2021)
    • [FCA CF] Client dealing (since 13 Apr 2021)
    • [FCA CF] Material risk taker (13 Apr 2021 to 24 Nov 2025)
  • Hedley & Company Stockbrokers Limited (no longer approved here)

    FRN 471207

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2021)
    • CF30 Customer (9 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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