Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
FRN 119289
- [FCA CF] Client dealing (since 1 Feb 2022)
- [FCA CF] Functions requiring qualifications (1 Feb 2022 to 30 Sep 2025)
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- [FCA CF] Client dealing (22 Oct 2021 to 31 Jan 2022)
- [FCA CF] Functions requiring qualifications (22 Oct 2021 to 31 Jan 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 16 Aug 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Aug 2021)
- CF30 Customer (28 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.