Charles Andrew Smith

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sense Network Limited
FRN 465124
- CF2 Non Executive Director (AR) (since 15 Jun 2021)
Harris & Co Financial Planning Ltd
FRN 949142
- (2)Employed By (since 15 Jun 2021)
Cynergy Bank Plc (no longer approved here)
FRN 575105
- SMF4 Chief Risk (5 Aug 2016 to 13 Jul 2017)
Platform Securities LLP (no longer approved here)
FRN 214206
- CF2 Non Executive Director (25 Aug 2011 to 31 Aug 2013)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF1 Director (28 Apr 2011 to 4 Jul 2014)
- CF10 Compliance Oversight (28 Apr 2011 to 9 Jun 2011)
Titan Private Wealth Limited (no longer approved here)
FRN 226392
- Responsible for Insurance Mediation (11 Mar 2009 to 31 Oct 2009)
- CF3 Chief Executive (16 Apr 2008 to 31 Oct 2009)
- CF10 Compliance Oversight (8 Oct 2007 to 31 Oct 2009)
- CF1 Director (19 Jun 2007 to 31 Oct 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.