Tideway Investment Partners LLP

• Principal Place of Business

  107 Leadenhall Street

  London

  EC3A 4AF

  UNITED KINGDOM

  Phone

  +442031436100

  Web

  https://www.tidewayinvestment.co.uk

• Complaints Contact

  107 Leadenhall Street

  London

  EC3A 4AF

  UNITED KINGDOM

  Phone

  +442031436100

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages
  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only
  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Aaron Winstanley

  IRN MAW01369

  • CF30 Customer (3 Sep 2021 to 25 Nov 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2021)
• Mihir Vinayak Choughule

  IRN MXC00810

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 5 Oct 2022)
  • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2022)
  • [FCA CF] Client dealing (since 16 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 16 Sep 2022)
• Neil Croxford

  IRN NXC09450

  • Responsibility for MCD Intermediation (since 27 Jan 2026)
  • SMF1 Chief Executive (since 19 Jan 2024)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF4 Partner (9 Apr 2019 to 10 Apr 2019)
• Nicholas James Warren

  IRN NJW01074

  • CF30 Customer (27 Jan 2015 to 10 Jan 2017)
• Peter Doherty

  IRN PSD01029

  • SMF27 Partner (9 Dec 2019 to 5 Jan 2024)
  • CF3 Chief Executive (AR) (16 Apr 2019 to 28 Apr 2020)
  • CF1 Director (AR) (16 Apr 2019 to 28 Apr 2020)
  • CF4 Partner (27 Oct 2010 to 8 Dec 2019)
  • CF30 Customer (21 Jun 2010 to 4 Apr 2022)
• Philip Harry Robert Crate

  IRN PHC01025

  • CF30 Customer (20 Jan 2015 to 31 Oct 2015)
• Priscilla Gaudoin

  IRN PXG01658

  • CF11 Money Laundering Reporting (3 Apr 2017 to 18 Jun 2019)
  • CF10 Compliance Oversight (3 Apr 2017 to 18 Jun 2019)
• Ruth McCamley

  IRN RXM02946

  • CF30 Customer (23 Jan 2022 to 5 Dec 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Dec 2022)
• Sam Ratnage

  IRN SWR01049

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 24 Jan 2022)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 May 2015 to 8 Dec 2019)
• Samuel Glover

  IRN STG01047

  • CF30 Customer (6 Jan 2016 to 4 Oct 2019)

• Tideway Wealth Management Ltd

  FRN 839678 · Appointed 6 Apr 2019

• Tideway Asset Management Limited (no longer appointed)

  FRN 828926 · Appointed 18 Dec 2018 · Until 14 Apr 2022

No changes recorded yet.