Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (3 Apr 2017 to 18 Jun 2019)
- CF11 Money Laundering Reporting (3 Apr 2017 to 18 Jun 2019)
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- CF10 Compliance Oversight (21 Dec 2012 to 17 Apr 2015)
- CF11 Money Laundering Reporting (21 Dec 2012 to 17 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.