Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tideway Investment Partners LLP
FRN 496214
- 11. Pension transfer specialist
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 24 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (6 May 2015 to 8 Dec 2019)
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Tideway Wealth Management Ltd
FRN 839678
- Employed By (since 24 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.