Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Client dealing (1 Jul 2025 to 31 Oct 2025)
    • [FCA CF] Functions requiring qualifications (5 Dec 2022 to 31 Oct 2025)
  • Tideway Investment Partners LLP (no longer approved here)

    FRN 496214

    • CF30 Customer (23 Jan 2022 to 5 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Dec 2022)
  • Tideway Wealth Management Ltd (no longer approved here)

    FRN 839678

    • Employed By (23 Jan 2022 to 5 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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