Peter Doherty

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Titan Investment Solutions Limited

    FRN 781720

    • [FCA CF] Client dealing (since 1 Nov 2023)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Functions requiring qualifications (17 Apr 2020 to 28 Jun 2022)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 17 Oct 2023)
    • [FCA CF] Client dealing (17 Apr 2020 to 17 Oct 2023)
  • Tideway Investment Partners LLP (no longer approved here)

    FRN 496214

    • SMF27 Partner (9 Dec 2019 to 5 Jan 2024)
    • CF1 Director (AR) (16 Apr 2019 to 28 Apr 2020)
    • CF3 Chief Executive (AR) (16 Apr 2019 to 28 Apr 2020)
    • CF4 Partner (27 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (21 Jun 2010 to 4 Apr 2022)
  • Tideway Asset Management Limited (no longer approved here)

    FRN 828926

    • Employed By (16 Apr 2019 to 4 Apr 2022)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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