Three Counties Limited

• Principal Place of Business

  1 Hedworths

  Bowes Offices

  Lambton Park

  Chester Le Street

  Durham

  DH3 4AN

  UNITED KINGDOM

  Phone

  +4401912303034

  Web

  https://www.three-counties.co.uk

• Complaints Contact

  1 Hedworths

  Bowes Offices

  Lambton Park

  Chester Le Street

  Durham

  DH3 4AN

  UNITED KINGDOM

  Phone

  +441912303034

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Robert Rutherford

  IRN PRR00004

  • CF1 Director (24 Jun 2015 to 18 Jan 2017)
  • CF30 Customer (24 Jun 2015 to 18 Jan 2017)
• Peter William West

  IRN PWW01035

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF1 Director (AR) (10 Nov 2004 to 20 Apr 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2002)
  • CF1 Director (1 Dec 2001 to 1 Jul 2019)
• Philip Harrington Longmore

  IRN PHL00004

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 8 Jul 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2003)
  • CF1 Director (1 Dec 2001 to 8 Jul 2003)
• Philippa Anne West

  IRN PAW01238

  • CF1 Director (13 Aug 2014 to 1 Jul 2019)
• Rebecca Jane Lawson

  IRN RXL00010

  • [FCA CF] Client dealing (4 Dec 2023 to 11 Sep 2025)
  • [FCA CF] Functions requiring qualifications (4 Dec 2023 to 11 Sep 2025)
• Richard Gareth Kirkham

  IRN RGK01012

  • SMF16 Compliance Oversight (since 31 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2025)
  • SMF3 Executive Director (since 2 Jul 2024)
  • Director of firm who is not a certification employee or a SMF manager (1 Feb 2024 to 2 Jul 2024)
• Samuel Peter Henry Wallis

  IRN SPW00029

  • CF1 Director (1 Dec 2001 to 1 Jun 2009)
• Simon Grant Walker

  IRN SGW00015

  • Responsible for Insurance Mediation (14 Jan 2005 to 31 May 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 May 2007)
  • CF1 Director (1 Dec 2001 to 31 May 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2007)
• Stephen John Bailey

  IRN SJB01442

  • CF2 Non Executive Director (12 Nov 2004 to 4 Aug 2005)
• Steven Edward Cann

  IRN SEC00004

  • CF30 Customer (1 Nov 2007 to 4 Oct 2012)
  • Responsible for Insurance Mediation (4 Jul 2007 to 4 Oct 2012)
  • CF10 Compliance Oversight (7 Jun 2007 to 4 Oct 2012)
  • CF1 Director (6 Dec 2002 to 1 Mar 2012)
  • CF11 Money Laundering Reporting (6 Dec 2002 to 4 Oct 2012)
  • CF21 Investment Adviser (22 Feb 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Feb 2002)

• Universal Tax & Wealth LLP (no longer appointed)

  FRN 600488 · Appointed 1 Jul 2015 · Until 1 Feb 2017

• Three Counties Mortgage Consultants Ltd (no longer appointed)

  FRN 410459 · Appointed 31 Oct 2004 · Until 30 Jan 2006

No changes recorded yet.