Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (30 Jun 2015 to 10 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 4 Oct 2012)
- Responsible for Insurance Mediation (4 Jul 2007 to 4 Oct 2012)
- CF10 Compliance Oversight (7 Jun 2007 to 4 Oct 2012)
- CF1 Director (6 Dec 2002 to 1 Mar 2012)
- CF11 Money Laundering Reporting (6 Dec 2002 to 4 Oct 2012)
- CF21 Investment Adviser (22 Feb 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.