Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (30 Jun 2015 to 10 Aug 2015)
  • Three Counties Limited (no longer approved here)

    FRN 145005

    • CF30 Customer (1 Nov 2007 to 4 Oct 2012)
    • Responsible for Insurance Mediation (4 Jul 2007 to 4 Oct 2012)
    • CF10 Compliance Oversight (7 Jun 2007 to 4 Oct 2012)
    • CF1 Director (6 Dec 2002 to 1 Mar 2012)
    • CF11 Money Laundering Reporting (6 Dec 2002 to 4 Oct 2012)
    • CF21 Investment Adviser (22 Feb 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.