Richard Gareth Kirkham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Three Counties Limited
FRN 145005
- SMF16 Compliance Oversight (since 31 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2025)
- SMF3 Executive Director (since 2 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Feb 2024 to 2 Jul 2024)
GWA Asset Management Ltd
FRN 960246
- SMF3 Executive Director (since 2 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Feb 2024 to 2 Jul 2024)
Redmayne-Bentley LLP (no longer approved here)
FRN 499510
- CF30 Customer (23 Mar 2017 to 26 Jul 2018)
Atomos Investments Limited (no longer approved here)
FRN 122588
- CF30 Customer (19 Nov 2013 to 29 Jan 2016)
PIPER SANDLER LTD. (no longer approved here)
FRN 191657
- CF30 Customer (17 Aug 2009 to 30 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.