Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Three Counties Limited (no longer approved here)

    FRN 145005

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF1 Director (AR) (10 Nov 2004 to 20 Apr 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2002)
    • CF1 Director (1 Dec 2001 to 1 Jul 2019)
  • Three Counties Mortgage Consultants Ltd (no longer approved here)

    FRN 410459

    • Employed By (10 Nov 2004 to 30 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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