Three Counties Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 HedworthsBowes OfficesLambton ParkChester Le StreetDurhamDH3 4ANUNITED KINGDOM- Phone
- +4401912303034
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Complaints Contact
1 HedworthsBowes OfficesLambton ParkChester Le StreetDurhamDH3 4ANUNITED KINGDOM- Phone
- +441912303034
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stuart Alastair Ferguson Faed
IRN SAF01095
- SMF3 Executive Director (since 9 Dec 2019)
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Stuart William Allister
IRN SWA01012
- SMF3 Executive Director (since 27 Feb 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Universal Tax & Wealth LLP (no longer appointed)
FRN 600488 · Appointed 1 Jul 2015 · Until 1 Feb 2017
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Three Counties Mortgage Consultants Ltd (no longer appointed)
FRN 410459 · Appointed 31 Oct 2004 · Until 30 Jan 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.