Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Rod Tedstone
IRN RRT01019
- CF29 Significant management (5 Jul 2010 to 8 Dec 2019)
Rodney James Sweeney
IRN RJS01173
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2004)
Ross Edward Duncton
IRN RED01052
- [FCA CF] Significant management (since 28 Oct 2022)
- [FCA CF] Material risk taker (since 28 Oct 2022)
Rupert Norman Rolfe Nottidge
IRN RNN00004
- CF28 Systems and controls (1 Nov 2007 to 11 Jan 2008)
- CF15 Internal Audit (3 May 2006 to 31 Oct 2007)
Rupert Pybus
IRN RXP21029
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Feb 2021)
Sarah Fiona Arkle
IRN SFA01011
- CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 26 Oct 2007)
Sarah Shove
IRN SXS00595
- [FCA CF] Material risk taker (1 Apr 2021 to 27 Aug 2021)
Simon Coulon
IRN SMC01272
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (2 Nov 2018 to 8 Dec 2019)
Simon Howard Davies
IRN SHD01012
- CF29 Significant management (1 Nov 2007 to 29 Jun 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2007 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 7 Aug 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2007)
- CF1 Director (1 Dec 2001 to 7 Aug 2007)
Stephen Andreas Worrall
IRN SAW01264
- CF29 Significant management (26 Jun 2013 to 9 Jul 2015)

Smaller firms operating under this firm's FCA authorisation.

Smart Finance Ltd (no longer appointed)
FRN 195820 · Appointed 5 Jun 2001 · Until 16 Dec 2003
V.F.P. Associates (no longer appointed)
FRN 195818 · Appointed 5 Jun 2001 · Until 12 May 2004
Mercury Investment Management U.K. Ltd (no longer appointed)
FRN 195591 · Appointed 23 Apr 2001 · Until 5 Jun 2003
The Walker Read Partnership (no longer appointed)
FRN 195543 · Appointed 6 Apr 2001 · Until 2 Sep 2002
The Rutherford Lewis & Read Partnership (no longer appointed)
FRN 195527 · Appointed 2 Apr 2001 · Until 1 Dec 2001
Express Connections Ltd (no longer appointed)
FRN 195218 · Appointed 5 Mar 2001 · Until 1 Dec 2001
Ferndown Financial Advisers Ltd (no longer appointed)
FRN 195217 · Appointed 2 Mar 2001 · Until 27 May 2003
Premier Financial Management (no longer appointed)
FRN 201885 · Appointed 12 Feb 2001 · Until 1 Dec 2001
Moneywise Financial Solutions (Malton) Limited (no longer appointed)
FRN 201887 · Appointed 9 Feb 2001 · Until 1 Dec 2001
Peach Financial (no longer appointed)
FRN 201886 · Appointed 7 Feb 2001 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.