Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Threadneedle Asset Management Limited
FRN 122194
- SMF18 Other Overall Responsibility (since 14 Mar 2024)
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Significant management (since 28 Oct 2022)
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Threadneedle Investment Services Limited
FRN 190437
- SMF18 Other Overall Responsibility (since 14 Mar 2024)
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Significant management (since 28 Oct 2022)
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Threadneedle Portfolio Services Limited
FRN 119174
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Significant management (since 28 Oct 2022)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Significant management (since 28 Oct 2022)
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Material risk taker (since 4 Jun 2020)
- [FCA CF] Significant management (since 4 Jun 2020)
- CF29 Significant management (12 Jun 2014 to 8 Dec 2019)
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Columbia Threadneedle REP AM Limited
FRN 119283
- [FCA CF] Material risk taker (since 4 Jun 2020)
- [FCA CF] Significant management (since 4 Jun 2020)
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- [FCA CF] Significant management (since 4 Jun 2020)
- [FCA CF] Material risk taker (since 4 Jun 2020)
- CF29 Significant management (12 Jun 2014 to 8 Dec 2019)
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- [FCA CF] Material risk taker (since 4 Jun 2020)
- [FCA CF] Significant management (since 4 Jun 2020)
- CF29 Significant management (12 Jun 2014 to 8 Dec 2019)
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THAMES RIVER CAPITAL LLP
FRN 426349
- [FCA CF] Material risk taker (since 4 Jun 2020)
- [FCA CF] Significant management (since 4 Jun 2020)
- CF29 Significant management (12 Jun 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.