Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Jan 2024)
    • CF29 Significant management (2 Mar 2010 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Jan 2024)
    • CF29 Significant management (2 Mar 2010 to 8 Dec 2019)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF29 Significant management (5 Jul 2010 to 11 Jan 2016)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF29 Significant management (5 Jul 2010 to 8 Dec 2019)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF29 Significant management (5 Jul 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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