Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF2 Non Executive Director (5 Sep 2012 to 26 Feb 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF29 Significant management (15 Jun 2011 to 31 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 23 Feb 2011)
    • CF1 Director (1 Dec 2001 to 23 Feb 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF1 Director (18 Sep 2008 to 23 Feb 2011)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 26 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF30 Customer (1 Nov 2007 to 23 Feb 2011)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.