Rupert Norman Rolfe Nottidge

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Material risk taker (14 Aug 2023 to 30 Sep 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 22 Jun 2023)
    • CF28 Systems and controls (19 Aug 2013 to 8 Dec 2019)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (14 Aug 2023 to 30 Sep 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 22 Jun 2023)
    • CF28 Systems and controls (20 Apr 2010 to 25 Mar 2013)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • [FCA CF] Material risk taker (14 Aug 2023 to 30 Sep 2023)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 22 Jun 2023)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (19 Aug 2013 to 19 Aug 2013)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Material risk taker (22 Sep 2022 to 6 Aug 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 6 Aug 2023)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Significant management (1 Mar 2021 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Sep 2023)
    • [FCA CF] Material risk taker (1 Oct 2020 to 30 Sep 2023)
    • CF28 Systems and controls (20 Apr 2010 to 25 Mar 2013)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (182)[FCA CF] Significant management (1 Mar 2021 to 30 Sep 2023)
    • (180)[FCA CF] Material risk taker (1 Oct 2020 to 30 Sep 2023)
    • (181)[FCA CF] Manager of certification employee (1 Oct 2020 to 30 Sep 2023)
    • (179)CF28 Systems and controls (20 Apr 2010 to 25 Mar 2013)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Significant management (15 Feb 2021 to 30 Sep 2023)
    • [FCA CF] Material risk taker (1 Oct 2020 to 30 Sep 2023)
    • CF28 Systems and controls (19 Aug 2013 to 8 Dec 2019)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF1 Director (21 Mar 2013 to 19 Aug 2013)
    • CF28 Systems and controls (20 Apr 2010 to 25 Mar 2013)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF28 Systems and controls (1 Nov 2007 to 11 Jan 2008)
    • CF15 Internal Audit (3 May 2006 to 31 Oct 2007)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF28 Systems and controls (1 Nov 2007 to 11 Jan 2008)
    • CF15 Internal Audit (3 May 2006 to 31 Oct 2007)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (179)CF28 Systems and controls at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function added: (180)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

  3. controlled function added: (181)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited

  4. controlled function added: (182)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited