Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Rod Tedstone
IRN RRT01019
- CF29 Significant management (5 Jul 2010 to 8 Dec 2019)
Rodney James Sweeney
IRN RJS01173
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2004)
Ross Edward Duncton
IRN RED01052
- [FCA CF] Significant management (since 28 Oct 2022)
- [FCA CF] Material risk taker (since 28 Oct 2022)
Rupert Norman Rolfe Nottidge
IRN RNN00004
- CF28 Systems and controls (1 Nov 2007 to 11 Jan 2008)
- CF15 Internal Audit (3 May 2006 to 31 Oct 2007)
Rupert Pybus
IRN RXP21029
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Feb 2021)
Sarah Fiona Arkle
IRN SFA01011
- CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 26 Oct 2007)
Sarah Shove
IRN SXS00595
- [FCA CF] Material risk taker (1 Apr 2021 to 27 Aug 2021)
Simon Coulon
IRN SMC01272
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF28 Systems and controls (2 Nov 2018 to 8 Dec 2019)
Simon Howard Davies
IRN SHD01012
- CF29 Significant management (1 Nov 2007 to 29 Jun 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Aug 2007 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 7 Aug 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2007)
- CF1 Director (1 Dec 2001 to 7 Aug 2007)
Stephen Andreas Worrall
IRN SAW01264
- CF29 Significant management (26 Jun 2013 to 9 Jul 2015)

Smaller firms operating under this firm's FCA authorisation.

Explora Solutions Ltd (no longer appointed)
FRN 151621 · Appointed 1 Mar 1983 · Until 1 Dec 2001
Allan Thompson Financial Services (no longer appointed)
FRN 201638 · Appointed 20 Sep 1982 · Until 11 Jul 2003
Lee Newton Financial Services (no longer appointed)
FRN 201651 · Appointed 2 Aug 1982 · Until 1 Dec 2001
Graham W Obrey Financial Services (no longer appointed)
FRN 201648 · Appointed 31 May 1982 · Until 26 May 2004
JC&PA Gorton (no longer appointed)
FRN 201650 · Appointed 23 Feb 1982 · Until 1 Dec 2001
MC Financial Services Limited (no longer appointed)
FRN 201652 · Appointed 1 Feb 1982 · Until 26 May 2004
The Roger Hersee Partnership (no longer appointed)
FRN 201667 · Appointed 16 Mar 1981 · Until 1 Dec 2001
East Antrim Property Sales (no longer appointed)
FRN 200767 · Appointed 2 Feb 1981 · Until 1 Dec 2001
Richard John Pepall (no longer appointed)
FRN 201659 · Appointed 10 Nov 1980 · Until 1 Dec 2001
Martin Quinn Associates (no longer appointed)
FRN 158807 · Appointed 13 Oct 1980 · Until 14 Mar 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.