Threadneedle Investment Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Alexander Stirling
IRN RAS01125
- CF27 Investment Management (1 Dec 2001 to 31 May 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2007)
Robert Earl Stemmons
IRN RES01067
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 5 Apr 2002)
Robert Walter Allen
IRN RWA01015
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 May 2005)
Rod Tedstone
IRN RRT01019
- CF29 Significant management (5 Jul 2010 to 8 Dec 2019)
Rodney James Sweeney
IRN RJS01173
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Sep 2004)
Ross Edward Duncton
IRN RED01052
- SMF18 Other Overall Responsibility (since 14 Mar 2024)
- [FCA CF] Material risk taker (since 28 Oct 2022)
- [FCA CF] Significant management (since 28 Oct 2022)
Rupert Norman Rolfe Nottidge
IRN RNN00004
- CF28 Systems and controls (1 Nov 2007 to 11 Jan 2008)
- CF15 Internal Audit (3 May 2006 to 31 Oct 2007)
Rupert Pybus
IRN RXP21029
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Feb 2021)
Sarah Elizabeth Blakelock
IRN SEB01134
- [FCA CF] Material risk taker (since 1 Jan 2026)
Sarah Fiona Arkle
IRN SFA01011
- CF30 Customer (1 Nov 2007 to 23 Feb 2011)
- CF29 Significant management (1 Nov 2007 to 31 Jul 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.