Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (since 30 Nov 2016)
    • [FCA CF] Significant management (7 Jul 2020 to 2 Jun 2025)
  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2020)
    • [FCA CF] Material risk taker (since 27 Jan 2020)
    • [FCA CF] Manager of certification employee (since 30 Nov 2016)
    • [FCA CF] Significant management (7 Jul 2020 to 2 Jun 2025)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF1 Director (5 Mar 2007 to 27 Jun 2007)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 5 Apr 2002)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 5 Apr 2002)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 5 Apr 2002)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 5 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.