Theleme Partners LLP

• Principal Place of Business

  65 Curzon Street

  London

  W1J 8PE

  UNITED KINGDOM

  Phone

  +4402071501400

  Web

  https://www.thelemepartners.com

• Complaints Contact

  65 Curzon Street

  London

  W1J 8PE

  UNITED KINGDOM

  Phone

  +4402071501400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Theleme Services Ltd

  IRN XXT01063

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (30 Oct 2009 to 8 Dec 2019)
• J Timothy Keough

  IRN JTK01019

  • [FCA CF] Algorithmic trading (since 4 Feb 2020)
  • [FCA CF] Client dealing (since 4 Feb 2020)
  • [FCA CF] Material risk taker (since 4 Feb 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (5 Mar 2010 to 8 Dec 2019)
  • CF30 Customer (5 Mar 2010 to 8 Dec 2019)
• James William Soane

  IRN JWS01145

  • [FCA CF] Client dealing (4 Feb 2020 to 3 Feb 2025)
  • [FCA CF] Material risk taker (4 Feb 2020 to 3 Feb 2025)
  • CF30 Customer (21 Aug 2017 to 8 Dec 2019)
• John Brinsley Sheridan

  IRN JBS01058

  • [FCA CF] Client dealing (since 4 Feb 2020)
  • [FCA CF] Material risk taker (since 4 Feb 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (26 Feb 2010 to 8 Dec 2019)
  • CF30 Customer (26 Feb 2010 to 8 Dec 2019)
• Lucy Jermaine Cary-Elwes

  IRN LJC01055

  • [FCA CF] Material risk taker (since 4 Feb 2020)
  • [FCA CF] Client dealing (since 4 Feb 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (10 Jul 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Jul 2013 to 8 Dec 2019)
  • CF4 Partner (10 Jun 2010 to 8 Dec 2019)
  • CF30 Customer (24 Feb 2010 to 8 Dec 2019)
• Lydia Carroll

  IRN LXC01413

  • CF30 Customer (9 Mar 2010 to 31 Aug 2011)
• Oscar Alexander Hattink

  IRN OAH01005

  • CF30 Customer (2 Dec 2011 to 25 Jan 2017)
  • CF4 Partner (2 Dec 2011 to 25 Jan 2017)
• Parus Mahendra Shah

  IRN PMS01171

  • [FCA CF] Material risk taker (since 4 Feb 2020)
  • [FCA CF] Client dealing (since 4 Feb 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (12 Mar 2014 to 8 Dec 2019)
  • CF30 Customer (10 Apr 2013 to 8 Dec 2019)
• Patrick Degorce

  IRN PXD01182

  • [FCA CF] Material risk taker (since 4 Feb 2020)
  • [FCA CF] Client dealing (since 4 Feb 2020)
  • CF30 Customer (30 Oct 2009 to 8 Dec 2019)
  • CF4 Partner (30 Oct 2009 to 24 Mar 2018)
  • CF11 Money Laundering Reporting (30 Oct 2009 to 10 Jul 2013)
  • CF10 Compliance Oversight (30 Oct 2009 to 10 Jul 2013)
• Robb LeMasters

  IRN LXR01225

  • CF4 Partner (30 Mar 2010 to 30 Sep 2011)
  • CF30 Customer (30 Mar 2010 to 30 Sep 2011)

No changes recorded yet.