Lucy Jermaine Cary-Elwes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Theleme Partners LLP

    FRN 504902

    • [FCA CF] Client dealing (since 4 Feb 2020)
    • [FCA CF] Material risk taker (since 4 Feb 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jul 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (10 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (24 Feb 2010 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (1 Dec 2001 to 16 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.