Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 4 Feb 2020)
    • [FCA CF] Material risk taker (since 4 Feb 2020)
    • [FCA CF] Client dealing (since 4 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (5 Mar 2010 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2010 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF26 Customer Trading (25 Mar 2004 to 20 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.